Numbers come from somewhere

Yesterday on Substack, a young Orthodox Substacker whose work I usually appreciate, feeling perhaps a bit too eager to pause over and reconsider what felt like an epiphany, shared the following:

Caesar was declared divine for killing a million Gauls and enslaving a million more. In the pagan world, Hitler would have been numbered among the gods.

There are a lot of factual problems (not least that this is not why Caesar was divinized) and dubious assumptions built into this note, which is framed as an even more dubious hypothetical (“would have”) anyway, and it was handled pretty thoroughly by responses like this one.

But what proved unexpectedly helpful to me was its use of the one million figure. I’ve seen this statistic repeated over and over again by people trying to paint Caesar as a war criminal—a category that would have been nonsensical in the ancient world—or guilty of genocide, which is itself a loaded and dubious term. I’ve idly wondered where they’re getting this number, statistics from the ancient world being so totally, notoriously unreliable. This time I decided to look into it.

The claim that Caesar “kill[ed] a million Gauls and enslav[ed] a million more” ultimately comes from three passages in sources that post-date Caesar by a generation or more. Here are all three relevant portions in approximate chronological order:

  • Valleius Paterculus (19 BC-AD 31), Roman History, II, 47: “During this period, including the years which immediately followed and those of which mention has already been made, more than four hundred thousand of the enemy were slain by Gaius Caesar and a greater number were taken prisoners.”

  • Pliny the Elder (c. AD 23-79), Natural History, VII, 25: “In addition, too, to the victories gained by him in the civil wars, one million one hundred and ninety-two thousand men were slain by him in his battles. For my own part, however, I am not going to set it down as a subject for high renown, what was really an outrage committed upon mankind, even though he may have been acting under the strong influence of necessity; and, indeed, he himself confesses as much, in his omission to state the number of persons who perished by the sword in the civil wars.”

  • Plutarch (c. AD 50-c. 120), Parallel Lives: Caesar, 15: “For although it was not full ten years that he waged war in Gaul, he took by storm more than eight hundred cities, subdued three hundred nations, and fought pitched battles at different times with three million men, of whom he slew one million in hand to hand fighting and took as many more prisoners.”

That’s it. Whatever sources these historians used, if any, are long since lost. Of these, the closest to Caesar’s own lifetime gives by far the lowest casualty figure. All of them are approximations, a point made especially clear when they write about prisoners.

I ran these sources down thanks to the bibliography in Adrian Goldsworthy’s Caesar: Life of a Colossus. After summarizing the statistics we get from the three sources above, Goldsworthy notes that:

It is hard to know the basis for any of these numbers. The figures given for enemy casualties in the Commentaries on the Gallic War do not add up to such a great total, while Caesar’s account of the Civil War often did not mention such things. It is questionable that numbers for losses amongst the Gaulish tribes were known with precision, although it may just have been possible to calculate from records the number of prisoners taken and sold into slavery. Probably these numbers are exaggerated, but still give some indication of the appalling human cost of Caesar’s victories.

Goldsworthy is a careful scholar and an expert military historian—an area often lacking in other classicists—and his Caesar is the book on this subject, as far as I’m concerned. His caution in accepting the one-million figure is warranted and well-explained.

There are other surviving figures that can indicate something of the devastation of the Gallic Wars; Goldsworthy notes in the same passage that the total tax Caesar levied on his entire province in 50 BC was lower than the funds required for a forum he built. But is that because of devastation or disparities in property values and population density? With factors like these unknown, the surviving numbers can only suggest. Absent our sources’ sources, we can only speculate about demographics and statistics, and even that speculation must be based on what the sources do tell us, however little we choose to trust them. (Here is a very skeptical take on the numbers in Caesar’s Commentaries specifically that should give you some sense of the scope of the problem; it’s not just about battle casualties.)

The obvious point of comparison—the one invoked by our Substacker in the first place—is the death toll of the Holocaust. Certain kinds of skeptics operating under ulterior motives will question the standard figure of six million Jews, but for the Holocaust we have mountains of data available—prewar and postwar population figures, logistical documentation, military and industrial reports, and the Nazis’ own plans and records. (Read Nikolaus Wachsmann’s excellent KL for a deep dive.) For Caesar’s Gaulish victims we have this handful of sources.

One might call ancient historians’ stats and figures “vibes-based.” But lest we feel too proud of ourselves, that’s essentially what that Substacker was doing, too. That note was designed as a zinger, not to provide an accurate picture of history. Which is too bad, because the Christianity-shaped chasm separating even secular modern ethics from Caesar’s is important to acknowledge.

Numbers come from somewhere. It is worth finding out where and, even more importantly, the limits of their usefulness—especially when they are consistently deployed as some kind of gotcha.

Buchan’s Augustus

To my surprise and joy, today marks the beginning of my fifth John Buchan June here on the blog. When I began this project five years ago it was a bit of a lark, a way to reclaim my birth month from other, more obnoxious themed celebrations. Since then it’s become a major part of my reading and intellectual life, has put me in touch with some wonderful people, and has become one of my favorite seasons of the writing year.

As I’ve run short on Buchan’s novels—I hope to cover the last few I haven’t read this month—I’ve branched out into his short stories and non-fiction. In the last couple years I’ve read two of his short biographies: a literary-critical introduction to Sir Walter Scott and a pithy, elegant little life of Julius Caesar. Today I start John Buchan June with one of Buchan’s best full-size biographies: Augustus.

I won’t recapitulate Augustus’ life in detail here. Buchan begins with the boy Octavian, whose background of an unassuming equestrian ancestry and close relation to the most charismatic and powerful man of the day would prove surprisingly advantageous in the aftermath of Caesar’s assassination. Named his adopted son and heir in Caesar’s will, Octavian seemingly came from nowhere but was well-connected enough—thanks to those family ties to Caesar—and sober enough—thanks to that middle-class upbringing—to step into the role and navigate its numerous immediate hazards.

Among these were the courting of his favor and largesse by numerous people with ulterior motives and the rivalry created with Mark Antony, one of Caesar’s most trusted subordinates, the moment he was named as heir. Caesar’s assassins were still at large and fellow-travelers like Cicero, respected by the senatorial partisans and implacably hostile to Antony, hoped to use moral suasion and appeals to tradition to bring young Octavian to their side. But Octavian and Antony reconciled, revoked the amnesty given to the assassins, and proscribed political enemies they had formerly shielded from each other. A bloodbath ensued, “the darkest stain upon Octavian’s record.” Cicero was murdered, Brutus and Cassius killed themselves following military defeat, and Rome passed beyond the possibility of restoring the Republic.

Perhaps, anyway. That’s a what-if game that Buchan doesn’t really play, which is appropriate to his subject. He presents the future Augustus as canny and cautious, a man whose lack of imagination served him well in a situation too complicated and treacherous to treat with romance or fantasy.

This becomes most apparent in the latter half of Augustus, after civil war has again broken out, Octavian has defeated Antony and Cleopatra, and offered to relinquish his dictatorial power only to have it reaffirmed and expanded by the Senate. Now the Princeps, first citizen, he begins what to Buchan is his true work—rebuilding, restructuring, shoring up, and strengthening for the long haul.

Two things distinguish Augustus as both a biography and a work of literature. The first is Buchan’s scholarship. Those who rate Buchan as a mere entertainer and skilled craftsman of adventure stories miss an important aspect of the man. Deeply educated in and passionate about the classics, his knowledge of Greek and Roman literature informed his entire life and undergirds even his fiction—most obviously in novels about relict paganism like The Dancing Floor or Witch Wood but also in the education, moral framework, and long historical perspective shared by his heroic characters.

But his love of the classics was not limited ready quotations or the encyclopedic familiarity of the amateur. He had a sharp understanding of historiography. In the preface of Augustus he explains his use of the available sources, their biases and limitations, and makes his judgments clear throughout. He uses them critically, carefully dissecting and comparing in order to construct as a true a picture of events as possible—not with the intense ideological skepticism to which we have grown accustomed in many of our classicists—and complements the literary sources with the latest findings from the still-growing fields of archaeology and papyrology. Augustus, as a work of history, is meticulously constructed and judicious in its use of evidence. It holds up, and would pair well with a more recent biography by a scholar of similar sensibility, like Adrian Goldsworthy’s Augustus: First Emperor of Rome.

Buchan’s scholarship, like his writing, is excellent but not showy. Several chapters late in the book offer thematic looks at the Empire under Augustus. One examines Augustus’s family and friendships, another the social and religious reforms Augustus, with limited success, attempted to institute, but the most interesting is an imaginary tour of the Empire from east to west. Buchan impresses upon the reader not only the geography of the Augustan world but the immense variety encompassed by it—ancient, thriving, desirable Egypt; the slightly past-prime glories of Greece; the villages and smithies of Gaul; rugged, fragmented Spain; the difficulties and dangers of travel by sea; and rumors of other faraway places like Britain and future troubles among the Germans beyond the Rhine and, much more subtly and of an entirely unprecedented kind, Judaea.

The second great strength of Buchan’s Augustus, and one of the traits that most distinguishes it from modern histories of the same period, is its pervasive emphasis on character. Personality, virtues, and vices matter to Buchan, as do the cultures that produce them. People are not ciphers moved about by sociological forces and statistical trends beyond anyone’s understanding. Choices are not an illusion, but reveal character and have consequences.

Augustus therefore abounds in incisive character sketches. I wrote last month about Buchan’s final assessment of Cicero, but his portraits of other key players like Brutus, Agrippa, Cleopatra—whom he rightly takes down a peg—the poets Virgil and Horace, Augustus’s wife Livia, his ne’er-do-well daughter Julia, the brutish, shortsighted Antony, and, late in the story, Varus enliven the story and drive its events.

Perhaps the two best are of Augustus’s lifelong friend, ally, and lieutenant, Agrippa, and of Augustus himself. Upon Agrippa’s death, Buchan sums him up not only as a skilled combat leader but an able logistician and administrator whose friendship with Augustus made everything the latter achieved possible and yet nursed no resentments or private ambitions. Indeed, Buchan notes that even “gossiping Roman annalists, who found specks on every other sun, never suggested scandal or criticism about his public or private life,” living simply and honestly even after victory over Antony and the rise of Augustus to undisputed preeminence. That Augustus could enjoy the friendship and loyalty of a man like Agrippa, Buchan writes, reflects well on both.

Close-lipped, tenacious, cautious and yet intrepid, he is amazing, but he is not attractive. . . . He took desperate risks, but only after meticulous calculation. He is the least romantic of great men.

As for Augustus, the book is his, and Buchan’s most compelling character sketch is that which emerges over the course of the entire book. The contrast with Julius Caesar, whose late career and death drive the early chapters and first bring Octavian to prominence, is striking. Where Caesar was stirring, robust, magnetic, and driven by almost visible flashes of genius, Augustus was physically brittle, cagey, cautious, and lacked imagination in the way one might enjoy poetry while never being carried away by a daydream. Crucially, this son of the workaday equestrian class was always ready for the long, arduous work of building and lacked the aristocratic Caesar’s ego and destructive simplifying impulse. The difference between the uncle and adopted heir was that between boldness and prudence. Buchan explicitly invokes Aristotle’s phronesis. “Close-lipped, tenacious, cautious and yet intrepid,” he writes, Augustus “is amazing, but he is not attractive. . . . He took desperate risks, but only after meticulous calculation. He is the least romantic of great men.”

Buchan published Augustus in 1937, shortly after being appointed Governor-General of Canada by King George V. Buchan’s long concern for the fragility of civilization and the hard work of governing, unblurred by any illusions about human nature, are at the forefront of this work. Having reluctantly accepted his new position but dutifully embraced its burdens, it is easy to see why the principled, nose-to-the-grindstone character of Augustus appealed to him. (I will also not be the first to point out that, like Augustus, Buchan suffered immensely from recurrent lifelong illnesses, another point of kinship.) The result is one of Buchan’s best non-fiction books. Augustus was both critically well-received, even being adopted as a classroom text by one of the classicists he consulted, and commercially successful.

Last year I took some issue with Buchan’s presentation of Julius Caesar. I think his portrait of Augustus, which is sympathetic and admiring but by no means uncritical, especially with regard to the compromises Octavian made to survive early on, is impeccable. Where Caesar manipulated and destroyed, Octavian inherited a mess and, as Augustus, made the best of it. Buchan’s assessment that it was only because of Augustus that something of Rome remained to be destroyed by the barbarians centuries later is traditional but surely correct.

Buchan avoids making Augustus about his own time—“History does not repeat itself except with variations, and it is idle to look for exact parallels,” a point I wholeheartedly endorse—but he does pause over the present in the final paragraphs. “Once again the crust of civilization has worn thin,” he writes, in words that will be familiar from early in his fiction career, “and beneath can be heard the muttering of primeval fires.” The problems of Buchan’s day were not new; Augustus had faced them before in different form. But what troubled Buchan was the willingness of many moderns to cast off the hard work of self-governance, to “experiment with unknown forces” like shameless wars of aggression as a means of strengthening society and the hitherto undiscovered science of racial purity, and to embrace mob politics and dictatorship.

Imagining a resurrected Augustus surveying the world in 1937, Buchan concludes on a chilling note: “when this expert in mechanism observed the craving of great peoples to enslave themselves and to exult hysterically in their bonds, bewilderment would harden to disdain in his masterful eyes.”

The same must certainly be true—with variations—ninety years later. This is reason enough to read Augustus, but that it is also a fine work of history, an insightful study of human character, and a brilliantly readable narrative from a great author are the chief reasons to seek it out, enjoy it, and learn from it.

* * * * *

As mentioned previously, I read Augustus in a reprint by House of Stratus, a publisher that seems to be defunct, but the entirety of Buchan’s book is available in a carefully presented online version from the University of Chicago, with helpful additional commentary and footnotes by the scholars who transcribed it, here. This by itself is a testament to the virtues of Buchan’s book.

I hope to read another of Buchan’s major biographies—likely Oliver Cromwell, which will make even tougher demands on my sympathies than Julius Caesar—before the end of the month. Stay tuned, and thanks for joining me for another John Buchan June.

Learning outside one’s field and sharing enthusiasm

Roman historian Adrian Goldsworthy, who maintains an underrated YouTube channel that I’ve recommended on Substack before, dropped a new video this morning. It’s a conversation with historian Lloyd Llewellyn-Jones, whose book Persians: The Age of the Great Kings has been sitting high on my to-read stack for a while.

The conversation is informative and, since Goldsworthy and Llewellyn-Jones know each other from way back, a lot of fun, but Goldsworthy’s introductory remarks have some especially good insights. Noting that Persian history lies well outside the usual area covered by his channel, Goldsworthy notes

It’s slightly different from a lot of the stuff we tend to talk about and a lot of my own interest, but it’s complimentary, and the more you learn about different periods of history and how we try to understand them the greater the benefit for whatever your own focus is. It helps you to have that perspective of—sometimes it inspires you to ask slightly different questions to a topic that otherwise has become very familiar. It might suggest different approaches, different ways of using the evidence, or different types of evidence.

The same way a reader might alternate—as I do—a diet of spy thrillers with the occasional sci-fi novel or a string of mysteries with a western, it’s both refreshing and helpful for a historian to read outside his own field for precisely the reasons Goldsworthy lays out. It can give you new eyes, or at least clear the intellectual cobwebs away. Indeed, as Llewellyn-Jones discusses in the course of their conversation, his own approach to the classical past began with a theatre background and changed as he encountered and investigated new topics—Penelope’s veil in the Odyssey is an intriguing one—with surprising connections to each other.

Goldsworthy also points out the value of making history accessible to a public that always has an appetite for it:

[I]f you can’t share that enthusiasm, share the excitement, and share some of that understanding . . . you’re less than useful.

It’s all very well studying the past, coming to understand things, but if you can’t share that enthusiasm, share the excitement, and share some of that understanding—I think the awareness that this is fascinating, lots of people would be interested in this, it tells us important things about ourselves as human beings, it helps us to understand the world better, but unless you can actually communicate that, you’re less than useful.

He notes that courses on ancient history are popular with students and have no problem with enrollment. Such courses, however, are unpopular with the powers that be for non-academic reasons.

I could point out the same thing about military history (which is where my background overlaps with Goldsworthy’s somewhat). I’ve twice proposed development of an American Military History course that is listed as a possibility in the South Carolina Technical College System, each time making it to the curriculum committee stage before being shot down. I have no doubt it would be a popular class, not only because the well-known general interest in military history but also because some of our transfer students go to schools like Clemson with well-established ROTC programs. Maybe the third time is the charm.

Another significant topic of their conversation is the danger posed to Llewellyn-Jones’s program at Cardiff University. I’ll leave it at that but will note that it’s fun to hear some seasoned historians talk smack about administrators.

I haven’t quite finished the entire video but it’s been a pleasant and interesting discussion so far. I strongly recommend it. I’m hoping to pick up a copy of Goldsworthy’s latest, Athens and Sparta: The Rivalry that Shaped Ancient Greece, for my birthday next week and I mean to start Llewellyn-Jones’s Persians soon. Give their conversation a listen or a watch.

Buchan on Cicero

As previously mentioned, I’m already working toward this year’s John Buchan June. Right now I’m reading Buchan’s excellent 1936 biography Augustus. Last year I enormously enjoyed his concise and insightful Julius Caesar while dissenting from his overall positive interpretation of Caesar’s character and career; Augustus, which was published a few years later, I’m enjoying more wholeheartedly.

This is despite my misgivings about the fall of the Republic and Octavian’s role in it, of course. Buchan covers that well, including an incident I am especially interested in: the betrayal and murder of Cicero. Following an explanation, in Book II, Chapter 1, of Octavian and Antony’s reconciliation and their agreement to proscribe formerly protected political enemies—“the darkest stain upon Octavian’s record”—Buchan relates Cicero’s death this way:

Among the first to die was Cicero. He had little estate, only debts, but Antony could not forgive the lash of the Philippics. Plutarch has told the tale of that winter afternoon in the wood by the sea‑shore when the old man stretched out his frail neck to the centurion’s sword, and of that later day in Rome when the head was fixed by Antony's order above the Rostra, and “the Romans shuddered, for they seemed to see there, not the face of Cicero but the image of Antony’s soul.” He met his death in the high Roman fashion—the only misfortune of his life, says Livy, which he faced like a man. The verdict is scarcely fair; juster is the comment of the same historian that he was so great a figure that it would require a Cicero to praise him adequately.

A succinct but evocative description, and a good defense against Livy’s jibe. If you haven’t read Plutarch’s account, you can read that starting at section 47 here. And of course I dramatized this moment in my first novella.

Buchan continues with a broader reflection on Cicero’s character and times:

In the wild years when the Roman Republic fell, the thinker and the scholar does not fill the eye in the same way as the forthright man of action, and Cicero is dim in the vast shadow of Julius [Caesar]. His weaknesses are clear for a child to read, his innocent vanity, his lack of realism, his sentimentality about dead things, his morbid sensitiveness, his imperfect judgment of character, his frequent fits of timidity. The big head, the thin neck, the mobile mouth of the orator could not dominate men like the eagle face of Julius. He failed and perished because he was Cicero. The man of letters in a crisis, who looks round a question, cannot have the single-hearted force of him who sees the instant need. Yet it is to be remembered that he could conquer his natural timorousness and act on occasion with supreme audacity, a far greater achievement than the swashbuckling valour of an Antony.

Buchan is always attentive to personal character and this is an excellent insight. Cicero’s courage was rarer and of a different kind than that of a fearless brute like Antony, and therefore more virtuous. Physical confrontation cost Antony nothing; but Cicero knew, when confronting a Clodius or especially a Catiline, that he was in real danger and acted anyway.

Buchan continues his ascent to a final, sweeping consideration of the moral framework Cicero prefigured:

And let it be remembered, too, that it was Cicero’s creed which ultimately triumphed. His dream came true. His humanism and his humanity made him the prophet of a gentler world. The man to whom St. Augustine owed the first step in his conversion,⁠ who was to St. Ambrose a model and to St. Jerome “rex oratorum,” the scholar whose work was the mainspring of the Renaissance, has had an abiding influence on the world. While others enlarged the limits of the Roman empire, he “advanced the boundaries of the Latin genius.”

As much as I love Cicero, this is perhaps stretching it a bit—but only a bit. St Augustine, in a passage from the Confessions, Book III, that Buchan footnotes, invokes Cicero’s philosophical work as a praeparatio evangelica:

In the ordinary course of study, I fell upon a certain book of Cicero, whose speech almost all admire, not so his heart. This book of his contains an exhortation to philosophy, and is called Hortensius. But this book altered my affections, and turned my prayers to Thyself O Lord; and made me have other purposes and desires. Every vain hope at once became worthless to me; and I longed with an incredibly burning desire for an immortality of wisdom, and began now to arise, that I might return to Thee.

When I wrote my novella about Cicero’s death I was unaware of or had forgotten Cicero’s role in St Augustine’s life, but my narrator too ends with a nameless hope that Cicero’s example has seeded in him, a hope for a world purified by self-sacrifice. I’m heartened, all these years later, to know I wasn’t trying something too outlandish.

Buchan concludes the chapter covering Octavian and Antony’s rapprochement with a reflection on the relationship between Cicero and Octavian, concluding that the two had merely been using each other for political ends. I’m not sure it was strictly cynical, and I was surprised by this passage because Buchan’s own account suggests mutual respect if not affection between the older and younger man. But in the following chapter, reflecting on Brutus, whom Buchan views as entirely overrated thanks to Shakespeare, Buchan pays his final and finest tribute to Cicero:

Brutus was a rarer species, who both impressed and puzzled his contemporaries. . . . Brutus had a solemn condescending manner, a hard face, a pedantic style in speech and writing, and a stiff ungracious character. He was capable of extreme harshness, as he showed in his treatment of the Asian cities before Philippi, and he was to the last degree avaricious. There was little principle about him when his investments were in question, and he extorted forty-eight per cent from one wretched Cypriote community.⁠ His philosophy of life was not profound, and he died abjuring his creed.⁠ He was an egotist and a formalist, yet he won an extraordinary prestige, for to his contemporaries he seemed the living embodiment of certain ancient virtues which had gone out of the world. . . . History has by one of its freaks perpetuated this repute, and he remains the “noblest Roman” when in truth he was a commonplace example of aristocratic virtues and vices. Cicero was in a far truer sense the last republican.

Greatly enjoying this so far. I’ve emphasized Buchan’s insight into character here, but his lifelong interest in statecraft—heightened, no doubt, by becoming Governor-General of Canada during the writing of the book (the preface is signed and dated from Government House, Ottawa)—is also clearly on display and entirely appropriate to its subject.

I’m reading a paperback reprint from Stratus House, but you can find the entirety of Buchan’s Augustus online here.

The most helpful marginalia in my library

I mentioned this on a podcast once upon a time and recently told one of y’all about it in correspondence, but I want to jot it down for easy future reference in this commonplace book: the most helpful item of marginalia I’ve ever run across in a used book.

The book is JE Lendon’s Soldiers and Ghosts, an excellent history of war and combat in the Greek and Roman worlds. In an early chapter, Lendon writes of the heroic ethos of Homer’s Mycenaean characters and the role of competition therein:

But by far the most important arena for competition is the individual heroic fighting itself. It is in battle that a hero wins the admiration, the glory—the kleos, the kudos—that conveys high rank, honor, worth, or worthiness: timē. In the epic formula, battle is “where men win glory.”

Heroes compete in public performance in war and battle, performance which is constantly evaluated by their peers. A hero’s high birth and high deeds in the past create a favorable expectation in the eyes of observers, but the hero must uphold his reputation by the continual display of merit in action. Heroes compete in the display of Homeric virtues, aretai, which include strength, skill, physical courage, and fleetness of foot, but also cunning and wisdom and persuasiveness in council. The heroic epithets the poem applies to heroes reflect many of the Homeric excellences:

…the son of Tydeus, the spear-famed, and Odysseus,
and Ajax the swift-footed, and the brave son of Phyleus.

I got my copy of this book used. The previous owner never wrote his or her name on the flyleaf and made very little marking or underlining in the book at all, but the last sentence of that first paragraph has a long squiggle of felt-tip pen underneath it, and the entire second paragraph is in a big bold bracket with the following in the margin:

 
 

Reputation, pedigree, expectations based on past performance, peer evaluation—that scrawled Sports offered me a one-word epiphany. I remember reading Soldiers and Ghosts eleven years ago, in the breakroom during my weekend shifts at the sporting goods store where I was picking up extra work between my two adjunct jobs. I don’t know if I slowly looked up from the page with a wide-eyed look of realization but that’s how I remember it feeling.

The next time I taught Ancient Greece I used precisely this comparison. I still do. It makes the alien world of Homer legible to my students instantly and, with the benefit of that understanding, offers a good point of departure for talking about what was distinct about the world.

Soldiers and Ghosts is an excellent book and one I benefited greatly from, but I wouldn’t have benefited quite as much as I did without my copy’s previous owner. I’m still grateful. I don’t write in my books very often. I probably should. If I can offer even a fraction of the insight of this one note for some future reader, it’d prove worthwhile.

Vastness, might, and self-destruction

Near the end of Count Luna, Alexander Lernet-Holenia’s eerie postwar novella about an Austrian businessman who believes he is being stalked by a man he accidentally sent to a concentration camp, Lernet-Holenia includes a lengthy excursus on Rome, its history and especially its subterranean architecture, in the course of which he breaks out into this apostrophe:

O happy days of long ago when the city was still young! O early, rural Rome! Your sons, a sturdy race of peasant warriors, tilled their own ancestral soil; with their own hands, they yoked the oxen, and when the evening sun cast long shadows from the hills, they bore home on their own shoulders the wood from the forest. Food was simple, clothing plain, and people still honored the gods, the children their parents and the woman the man. Women did not paint their faces, nor did married people break their vows; friend did not betray friend. But when, on the pretext that all this was too rustic, too coarse, too old-fashioned, they strove to make everything bigger and better, their lives at once began to deteriorate. The more the nation’s power grew the more did its inner force diminish. The talons of the legions’ eagles might stretch to the borders of Latium, might hold all of Italy in their grasp, might reach out toward the ends of the earth; the city which had been built of clay and brick might clothe itself in gilded stone; the peaks of the Capitol might bristle with temples and pillars of Pentelic marble, with triumphal arches and bronze chariots with effigies of its own and conquered gods, with statues stolen from Greece, with the captured banners of foreign peoples and with countless trophies; but the moral decency, the strength of mind and of spirit, in short, the very qualities that had enabled the Romans to build up their vast empire, were destroyed by the vastness and the might of their own creation.

The key sentence, the hinge point in the story told here, comes near the middle, when the Romans themselves come to regard their own origins as “too rustic, too coarse, too old-fashioned.” This is the self-loathing oikophobia of new money enticed by old decadence and trendy ideas.* The moment they shift from the pious duty of preservation to a quest for improvement and raw power, their corruption has already begun. Their contempt for their own past means there can be no course correction.

In the end, success proves enervating and self-defeating, not simply by inviting logistical overextension and military defeat—the inadequate material explanations for Rome’s collapse—but for hollowing out the spiritual and moral qualities that had made the Romans successful in the first place.

Lernet-Holenia puts all this quite pithily, and though he is reflecting on the final collapse of the Roman Empire, the way he tells the story is strikingly similar to the argument of Cicero’s final, impromptu speech about the collapse of the Republic in my novella The Last Day of Marcus Tullius Cicero. Decline appears in many ages, but never in disguise.

I wrote Cicero nine years ago, mostly as a way to tell a story I find interesting and inspiring but also because some broad cultural trends were bothering me. A lot has changed since then but the circumstances that somewhat inspired it have only gotten worse. I stand by it.

For more on early Rome’s “sturdy race of peasant warriors,” see the Kenneth Minogue quotation here. And I didn’t post about it at the time, but I reviewed Lernet-Holenia’s haunting novella Baron Bagge at Miller’s Book Review last month. Check that out here.

* Sketch idea: A bunch of Romans from, say, the 2nd century AD protest a statue of Cincinnatus. A reporter interviews a pedagogue, who lays out how problematic the story of Cincinnatus is. His farm stood on land stolen from the Etruscans, and the Senate didn’t even allow women. In the studio, a panel of pundits expand the scope to condemn Scipio Africanus, Augustus, and both ends of the line of Brutus. While they fulminate against the ancients, a band of mustachioed Cherusci from the Praetorian Guard enter the studio and, well…

John Buchan’s Julius Caesar

For last year’s John Buchan June I dipped for the first time into Buchan’s enormous body of non-fiction with his short critical introduction Sir Walter Scott: His Life and Work. This year I’ve read another of his late-career works of history, this time the 1932 biography Julius Caesar.

For those who know Buchan as a writer of adventure novels and do not know about his education in the classics or his extensive work in history and current events, having edited the publisher Thomas Nelson’s multivolume history of the First World War while the war was in progress and eventually writing long biographies of Scott, Montrose, Cromwell, and Augustus, a life of Caesar might seem an oddity. But Caesar as a subject combines all of Buchan’s greatest strengths as a writer—the classicist’s mastery of Greek and Latin literature, the MP’s insight into political rough-and-tumble, the historian’s big-picture view, the propagandist’s PR sensibilities, the novelist’s yearning for adventure. That Buchan is such a good writer, strong, vivid, concise, and therefore powerful, helps as well.

Buchan begins Julius Caesar with a brief portrait of the Roman Republic in Caesar’s youth, flush with success and grown beyond its founders’ wildest dreams. The accidental empire carved out by the Romans over generations strained its political system, which was created to govern a single city of sober, principled, self-governing men. By Caesar’s day, Rome had grown culturally decadent and its system corrupt. Elections were about choosing between oligarchs bent on enriching themselves and voting boons to the public, policy was not so much decided in debate and voting but through bribery and influence-peddling, and the law itself had grown so sclerotic that the government resorted more and more often to once-rare emergency measure like dictatorships.

This was an all-too-recognizable Rome of empty formalities covering practical lawlessness and decay. Caesar, a sharp young man, discerned this early.

Buchan gives good attention to the great crisis of Caesar’s young adulthood, the civil war between Marius and Sulla that pitted, at least notionally, a party appealing to the masses against a party with elite support. The former favored expedients (and massive public benefits) and the latter favored tradition and order. Both used strong men to get what they wanted. Thousands were murdered in seesaw purges before Marius died and Sulla, on behalf of the Senate, crushed what was left of his popular movement.

This conflict created the world in which Caesar began his career proper. It also made the careers of the slightly older men who rose to prominence before him, like the plutocrat Crassus but especially Pompey, whose rise was fueled by military glory. Cicero came along shortly afterward, an outsider rising to prominence in law. These and other major figures—Clodius the demagogue, Cato the Younger, Milo, Catiline, and, later, Brutus and Cassius—receive good attention despite the brevity of Buchan’s narrative.

Buchan charts Caesar’s rise to prominence through the complicated, corrupted, testy arena of Roman politics elegantly, including his two consulships and what it took to achieve them. Buchan looks especially closely at the roles of political allies, debt, and the mob in making careers and suggests the jockeying and jostling of interests and personalities vividly without bogging down in detail. Likewise his chapter on Caesar’s decade in Gaul, the years that made him a legend to the masses and an enemy to partisans of the Senate, succinctly covers his major campaigns with perhaps the most attention being given to his war against the uprising led by Vercingetorix.

Throughout, Buchan narrates skillfully, with incisive and nuanced explanations of the major problems facing the Republic. His narrative nicely balances broad trends and the long view with the repeated shocks of specific crises. When Herbert Butterfield wrote that the quintessential task of the historian is to find “a general statement that shall in itself give the hint of its own underlying complexity,” he could have been describing Buchan’s work in Julius Caesar. Though covering one of the busiest and most tumultuous lifetimes in history in a little over one hundred pages, it never feels incomplete or foreshortened.

Crucially for a short biography like this, Buchan also excels at the concise character study. His portraits of Cicero, Pompey, and Clodius are especially sharp and fairly presented. But the book belongs to Caesar, and Buchan evokes both the fundamental personality of his subject—the charm, ambition, pragmatism, and keen intelligence—as well as the way Caesar learned and grew over the course of his career, first developing canny political instincts before becoming alert to possibilities he could never have imagined as a vulnerable, inexperienced young man in the wake of Marius and Sulla’s purges.

It’s in the final chapters covering Caesar’s war against the Senate, his dictatorship, and his assassination, that Buchan ventures his most controversial interpretations. The Republic, Buchan suggests, had it coming. Look at the adjectives I’ve used above: corrupt, decadent, testy, sclerotic, empty. In a community riven by personality-driven faction, mob violence, and corrupt elites, polarized, deadlocked, and myopically focused on the squabbles of its political class, Caesar’s tyranny, Buchan suggests, was a grand act of simplification if not purification. The Republic was no longer worth preserving, and Caesar represented the best possible form of destruction.

Further, Buchan argues in the penultimate chapter, Caesar was prepared as dictator to usher in a new kind of Rome, broadened and strengthened by its subject peoples, who would be Romanized just as they contributed their earnestness and vigor to the decaying original. Not only a skilled politician and military genius, Caesar was a visionary ready to unite the world.

I disagree with this interpretation. Though Buchan pointedly highlights Caesar’s self-serving pragmatism early in the book, he is too charitable in his reading of Caesar’s later actions, especially in arguing that Caesar was right to defy and wage war against the Senate and that Caesar’s mercy toward his enemies was motivated by a deep-seated kindness. Cato, whom Buchan deplores as a simple-minded contrarian, was right to see Caesar’s public forgiveness as a political stunt. And interpreting Caesar as a simplifier sweeping away hopelessly corrupt systems accepts rather too readily the premises of every would-be tyrant since.

The bigger picture of Caesar’s conquests being a tool of broadening and uplift, sharing Rome’s resources and taking in the best that the Empire has to offer, strikes me as a very British (and therefore Christian, modern, and technological) vision that does not reckon with the realities of Roman statecraft, war, and governance. Here I think Buchan’s justifiable admiration of Caesar the political maneuverer and Caesar the general misleads him. Idealism and cynicism can and often do coexist in great personalities—Buchan chooses to believe Caesar was mostly an idealist, and that his ends justified his means.

Reflecting on the future fate of Rome near the end of the book, Buchan includes a Latin tag: de nostro tempore fabula narratur, “About our time the story is told.” True to history, Julius Caesar is also explicitly meant to draw parallels with Buchan’s present. It also works with our own. As I noted above, the contemptible parody of the old Republic, recognizable in the Britain and Europe of 1932, is just as recognizable in 2025. Are we, then, to hope for a Caesar? The old Roman in me, the opponent of the populares and the fan of Cicero, the last of the true believers, shouts No. It was Buchan’s way to be hopeful, but it is far too dangerous to hope for the kind of Caesar he describes here.

While I disagree with much in Buchan’s final estimation of Caesar that does not detract from the enjoyability or value of Julius Caesar. This is a brisk, elegantly crafted short biography based on a command of the original sources and extensive late 19th and early 20th century historical research. Buchan offers us an excellent short character sketch of a great man and the times that made him—before he remade them, and us.

Cicero vs Sumner

One of my “runners up” or honorable mentions in last week’s spring reading list was Josiah Osgood’s Lawless Republic, which describes Cicero’s legal career with special emphasis on the early cases that made his name. I finished the book conflicted.

On one hand, it offers a succinct, vividly drawn picture of the legal system and courts in the late Roman Republic, including some insightful explanations of procedure and the way lawyers could try to game Rome’s intricate system of holy days to influence cases. I learned a lot in these passages, even with regard to familiar stories like Cicero’s prosecution of Verres. On the other hand, as I briefly noted last week, the book is not content to tell Cicero’s story, but has to reach—strain—to impart some kind of usable lesson for us in the present.

Here’s an odd interlude in the conclusion: writing of Cicero’s “achievements as a public speaker” and his belief that the legal system “offer[s] a better chance for accountable government and justice than does violence,” Osgood notes how “Cicero’s speeches have remained valuable examples of how to convince others.” He offers this example:

[I]n 1856 the abolitionist senator from Massachusetts, Charles Sumner, delivered on the floor of the United States Senate a five-hour speech, “The Crime Against Kansas.” Sumner attacked senatorial colleagues for trying to extend slavery into into the territory of Kansas. Of Senator Andrew Butler from South Carolina, Sumner said, “Of course he has chosen a mistress to whom he has made his vows, and who, though ugly to others, is always lovely to him; though polluted in the sight of the world, is chaste in his sight—I mean the harlot Slavery.” Famously, two days afterward, Sumner was brutally caned at his desk in the Senate by Senator Butler’s nephew, Representative Preston Brooks.

After cataloguing a few Ciceronian rhetorical features of Sumner’s speech, features that could just as easily be found in the oratory of Henry Clay or Daniel Webster or Jefferson Davis, Osgood concludes:

Cicero’s speeches should still be studied today for their limitations but also their rhetorical power. We shall be able to better understand the achievement of later orators such as Charles Sumner by doing so, even as Sumner's caning reminds us of the problems a republic faces when it denies equality to all.

Fair enough, but that very last point is a strange thing to take away from either the history of the Roman Republic or the Sumner-Brooks incident. The Romans would have been confused by our idea of equality and the demands we make based upon it. Their legal system wasn’t meant to create or enforce equality—and it is highly questionable whether any state should or even can—but to balance the interests and prerogatives of competing orders in order to maintain Order. The Romans had many flaws but they had no illusions about what a breakdown of order meant.

In the Sumner incident, however, a self-righteous, hypocritical blowhard publicly insulted a severely ill man who wasn’t present to answer him, and said man came from a culture in which personal honor would be defended by force if necessary. Sumner viewed that culture with contempt, to his detriment. Brooks’s caning—after, in accordance with protocol, challenging Sumner and demanding an apology—had immediate and lasting propaganda value. That turned a personal dispute into a political allegory that persists to this day. Here it is popping up in a book about Cicero.

The tacked-on quality of comments like these make me wonder if they were something demanded by the publisher. Regardless, I’d still recommend Lawless Republic for its early chapters, its insight into the functioning of Roman courts, and the important fact that Osgood does not annihilate the sources through gainsaying or deconstruction in order to allow himself to explain what “really” happened, like some prominent anti-Cicero classicists I could name but won’t.

As it happens, with John Buchan June just around the corner I’m reading Buchan’s short 1932 biography of Julius Caesar. Buchan, no mean classicist himself and an elegant writer, is more charitable toward Caesar than I’m inclined to be, but his narrative is compelling and his portrait of Cicero is quite good. A sample:

Cicero was for the moment the most popular man in Rome, for even the mob had been scared by the orgy of blood and ruin involved in Catiline’s success. He deserved the plaudits which he won, for he had made no mistakes; his secret service was perfect; he gave Catiline the necessary rope to hang himself; he had the nerve not to act prematurely, and when the moment came he struck hard.

It’s shaping up to be a Roman summer. I have Osgood’s previous book on Cato the Younger on standby. Stay tuned.

Gibbon vs geographic determinism

I’m reading a good, thoughtful, thought-provoking book about the factors behind the emergence of the secular, industrialized modern West, but its early chapter on geography bugs me. The author leans hard into geographic determinism, the historiographical theory that human cultures are largely at the mercy of the environments in which they arise—an odd position for an intellectual history to take, but stranger books have been written.

The author introduces this theme through an anecdote from Captain Cook’s voyages. Having landed on Easter Island and taken in the colossal wreck of the civilization that had once flourished there, Mahine, a Polynesian accompanying Cook, commented, “Good people, bad land.” The author takes this at face value, but Mahine’s observation is rubbished by the very thing he’s responding to: the land was good enough to support a large, sophisticated society. It must be some other factor that led to its collapse.

The author signals that he’s focusing on geography as an explanatory factor in order to avoid racial determinism—or suggesting even a little bit that some cultures are more successful than others, an observation commonly confused with racism—but using race to explain everything and using geography to explain everything is not even a false dichotomy. There are other options.

Whenever I run across geographic determinism in my reading, a passage from Gibbon’s Decline and Fall always springs to mind. Here we have, to paraphrase Mahine, good land and bad people. From Vol I, Ch X:

The Goths were now in possession of the Ukraine, a country of considerable extent and uncommon fertility, intersected with navigable rivers, which, from either side, discharge themselves into the Borysthenes; and interspersed with large and lofty forests of oaks. The plenty of game and fish, the innumerable bee-hives deposited in the hollow of old trees, and in the cavities of rocks, and forming, even in that rude age, a valuable branch of commerce, the size of the cattle, the temperature of the air, the aptness of the soil for every species of grain, and the luxuriancy of the vegetation, all displayed the liberality of Nature, and tempted the industry of man. But the Goths withstood all these temptations, and still adhered to a life of idleness, of poverty, and of rapine.

I first read this in grad school at the same time I was reading books that were part of the then-current wave of geographic determinism, books like Michael Cook’s Brief History of the Human Race or the massively popular Guns, Germs, and Steel, by anthropologist Jared Diamond. Gibbon’s pervasive emphasis on culture was refreshing. Plunk any society you care to come up with into an environment rich with natural resources, but it takes more than the mere presence of those resources for that society to use them.

Conversely, a society with poor land but a spirit of ingenuity can make much out of little. Witness Icelandic society, which has sustained itself for a thousand years despite almost immediate deforestation during the Viking Age and a lack of much else that their forebears from Scandinavia depended on. Nature and human cultures exist in a constant push-and-pull. Geographic determinism makes it all nature, pushing, all the time.

Culture matters. Contra Mahine, what went wrong on Easter Island wasn’t the land, but the use of the land. That’s a cultural problem, just like the Goths’ neglect of their land. The environment imposes barriers and places sometimes hard limits on societies, but whether the people living in a given place creatively adapt to the land, reshape it to their liking, or simply accept it and eke out a living within the limitations imposed by nature is a much more complex question. Their priorities—dutifully serving their gods, seeking honor through war, maintaining their inherited order, raking in cash—are the determining variable, not the environment.

Despite all my disagreements with and misgivings about Gibbon, this is one of the things that keeps his work engaging and readable 250 years later. Likewise the ancients he drew upon. Read Tacitus’s Germania for more on the cultures of Germanic peoples, not all of which, contrary to a common interpretation of his work, is laudatory.

To his credit, the author of the book I’m currently reading acknowledges late in the chapter that culture does matter, but the long meditation along pure geographic determinist lines makes this feel like a feeble gesture toward the immense complexity of man’s relationship with his world.

Gladiator II

Naval combat in the colosseum in Gladiator II

When a trailer for Gladiator II finally appeared back in the summer, I began watching it skeptical and ended it cautiously optimistic. As I laid out here afterward, a sequel to a genuinely great entertainment twenty-four years after the fact seems both unnecessary and ill-advised, and yet the seamless recreation of the original’s feel impressed me. The question, of course, would be whether the finished movie could live up to the promise of its trailer.

Gladiator II begins with Lucius Verus (Paul Mescal) living under an assumed name in North Africa. Flashbacks reveal that his mother Lucilla (Connie Nielsen) sent him into hiding immediately after the events of the first movie, and he now lives in a utopian multiracial coastal community where the men and women cinch up each other’s breastplates and resist the Empire side by side. Shades of Spartacus, perhaps. When the Romans attack with a fleet under the command of Acacius (Pedro Pascal), the city falls, Lucius’s wife is killed, and he is taken captive and sold as a gladiator to the wheeling-and-dealing Macrinus (Denzel Washington). Meanwhile, back in Rome, the disillusioned Acacius reunites with Lucilla, and the two move forward with a plot to overthrow the corrupt and hedonistic co-emperors Geta and Caracalla (Joseph Quinn and Fred Hechinger) during a ten-day sequence of games to be held in honor or Acacius’s victory.

With this relatively simple set of game pieces in place—Lucius wants revenge on Acacius, Acacius wants to overthrow Geta and Caracalla, and Macrinus has a separate agenda of his own—the plot unspools through the added complications of Lucilla’s recognition of Lucius and her and Acacius’s desire to save him from the arena. The increasing unrest in the city and the omnidirectional violence of its politics threaten everyone. Only a few will make it out alive.

Gladiator II is a rousing entertainment, with plenty of spectacle both inside and outside the arena. The action scenes are imaginative, engaging, and well-staged, with the film’s two beast fights—the first a genuinely disturbing bout against baboons in a minor-league arena and another, later, in the Colosseum against a rhinoceros owned by the emperors—being standouts. The scene of naval combat, something I’ve wanted to see ever since learning that the Colosseum could be flooded for that purpose, was another over-the-top highlight, with all the rowing, ramming, spearing, arrow shooting, and burning given just that extra dash of spice by including sharks. Woe to the wounded gladiator who falls overboard. Perhaps even more so than the original, Gladiator II brings you into the excess of Roman bloodsport and the lengths the desensitized will go to for the novel and exciting.

But that is also, notably, the only area in which Gladiator II even matches the original. So, since comparison is inevitable, is Gladiator II as good as Gladiator?

No. The story is more convoluted and takes longer to get into gear, and Paul Mescal’s Lucius, though gifted with genuinely classical features and physical intensity, lacks the instant charisma and quiet interiority of Russell Crowe’s Maximus. His motivation and objectives are also muddled, resulting in his longed-for confrontation with the well-intentioned Acacius feeling less like a tragic collision course and more like an unfortunate misunderstanding. The plot to dethrone the tyrants and restore the Republic feels like a by-the-numbers repeat of the first film’s plot, and the final machinations of Macrinus, in which he uses the jealously between Geta and Caracalla to pit them against each other and unrest in the city to pit the mob against both, though excellently performed by Washington, fizzle out in a final bloody duel outside the city as two armies look on.

I suspect this is what the planned original ending of Gladiator would have felt like had they not rewritten it on the fly after Oliver Reed died. Again, the original was lightning in a bottle, a movie saved by its performances and the improvisatory instincts of talented people. Gladiator II had no such pressures upon it, and though it mimics the scrappy, dusty, smoky look of the original, it lacks the inspired feel of a masterwork completed against the odds. Everything worked smoothly, and the result is less interesting.

As has become my custom with Ridley Scott movies, I have not factored in historical accuracy. No one should. What Scott doesn’t seem to realize is that when you make the conscious artistic decision to depart from the historical record, you should at least make up something good enough to justify the decision. But whenever Scott departs from history he veers immediately into cliche. His Geta and Caracalla are just Caligula knockoffs, and the film’s themes are just warmed-over liberal platitudes. This is Rome-flavored historical pastiche, nothing more. The flavoring makes it immensely enjoyable—speaking as an addict of anything Roman—but actual history has almost no bearing on the movie.

Just one ridiculous example to make my point: in his life under an alias, Lucius marries and settles down in Numidia, where he is close with the leader Jugurtha. It is this peaceful existence that is shattered when Acacius shows up with the Roman fleet and conquers Numidia. Jugurtha and Numidia were real and Jugurtha was defeated by the Romans, adding Numidia to the Empire—in 106 BC. Gladiator II takes place around AD 200. That’s like making something from Queen Anne’s War a plot point in a movie about the American withdrawal from Afghanistan.

But I’m afraid I’ve been unduly harsh. Despite all this, I greatly enjoyed Gladiator II and can’t quite bring myself to fault it for not being the masterpiece that Gladiator is. In addition to the sheer spectacle of the fights and nice callbacks to Maximus, some fun performances help, most especially that by Denzel Washington as Macrinus. Washington plays him with a subtle combination of backslapping bonhomie and cold calculation that makes Macrinus a far more formidable enemy to Lucius and Rome than the dissipated Geta and Carcalla. Lucius is just engaging enough to make a passable hero, but if you see Gladiator II for a performance, see it for Macrinus.

Gladiator II may not have Gladiator’s unique combination of depth and scope, but it has scope in abundance and just enough depth to make it enjoyable, though not moving. As a sequel to the great modern sword-and-sandal epic, Gladiator II is a step down, but as pure entertainment it represents a good afternoon at the movies. I look forward to seeing it again.